AdvisorCensus / Financial advisors / Legacy Private Client Services
Legacy Private Client Services
Filed as LEGACY PRIVATE CLIENT SERVICES · Legal name Rosen Group Private Wealth Management, LLC
Legacy Private Client Services is an SEC-registered investment advisory firm in Pointe-Claire. Qc, Canada, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.
Quick answers
From the filingHow is Legacy Private Client Services compensated?
On its Form ADV (Item 5.E, October 2026), Legacy Private Client Services reports these compensation arrangements: a percentage of assets under its management.
How much does Legacy Private Client Services charge?
Its Form ADV Part 2A brochure dated January 29, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $3,000,000: 1% a year; $3,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Legacy Private Client Services located?
Legacy Private Client Services' principal office is in Pointe-Claire. Qc, Canada, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Legacy Private Client Services registered with the SEC or a state?
Legacy Private Client Services is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331736.
How much does Legacy Private Client Services manage?
Legacy Private Client Services reports $0 in regulatory assets under management in its Form ADV filing dated September 30, 2026.
How have Legacy Private Client Services' assets and staff changed since 2024?
In the Form ADV data for Legacy Private Client Services: Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Legacy Private Client Services report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331736
Does Legacy Private Client Services state an account minimum?
Its Form ADV Part 2A brochure dated January 29, 2026 says: "There is no account minimum for any of LPCS’s services."
What changed in Legacy Private Client Services' recent Form ADV filings?
In the October 2026 filing data: Added an office in Aventura, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1.25% |
| $1,000,000 to $3,000,000 | 1% |
| $3,000,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.5% |
The brochure's wording
Total Assets Under Management Annual Fees $0 - $1,000,000 1.25% $1,000,000 - $3,000,000 1.00% $3,000,000 - $5,000,000 0.75% $5,000,000 - And Up 0.50%
These fees are generally negotiable and the final fee schedule will be memorialized in the client’s advisory agreement.
Account minimum: None
The brochure's wording
There is no account minimum for any of LPCS’s services.
As stated in the firm's Form ADV Part 2A brochure dated January 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated September 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Rosen Group Private Wealth Management, LLC
- Also doing business as
- LEGACY PRIVATE CLIENT SERVICES, LEGACYMED ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the October 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $0 | 1 | September 30, 2026 |
| October 2025 | $0 | 1 | July 29, 2025 |
| October 2024 | $0 | 1 | September 5, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Added an office in Aventura, FL.
- July 2026
- Employees performing advisory functions went from 3 to 1.
- May 2026
- Employees performing advisory functions went from 1 to 3.
- November 2025
- Added the business name Legacymed Advisors.
- No longer lists the business name Legacy MED Advisors.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Legacy Private Client Services (CRD 331736): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/legacy-private-client-services-pointe-claire-qc-331736