AdvisorCensus / Financial advisors / Massachusetts / Boston / Leeward Investments
Leeward Investments
Filed as LEEWARD INVESTMENTS · Legal name Leeward Investments, LLC
Leeward Investments is an SEC-registered investment advisory firm in Boston, MA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.
Quick answers
From the filingHow is Leeward Investments compensated?
On its Form ADV (Item 5.E, October 2026), Leeward Investments reports these compensation arrangements: a percentage of assets under its management.
Where is Leeward Investments located?
Leeward Investments' principal office is in Boston, MA, according to its Form ADV.
Is Leeward Investments registered with the SEC or a state?
Leeward Investments is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312557.
How much does Leeward Investments manage?
Leeward Investments reports $2,869,858,644 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (70% discretionary).
How have Leeward Investments' assets and staff changed since 2021?
In the Form ADV data for Leeward Investments: Regulatory assets under management: $0 in the October 2021 data and $2,869,858,644 in the October 2026 data. Total employees: 3 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Leeward Investments serve?
By number of clients on Form ADV Item 5.D: other investment advisers (2,661); high net worth individuals (11); investment companies (8).
Which custodians does Leeward Investments use?
Leeward Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon and Northern as custodians holding 10% or more of its separately managed account assets.
Does Leeward Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312557
What changed in Leeward Investments' recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in IL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 10, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$2,869,858,644 as of October 2026, filing dated March 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Leeward Investments, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 14. Performing investment advisory functions: 5.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,869,858,644 | 14 | March 10, 2026 |
| October 2025 | $2,754,086,162 | 14 | March 27, 2025 |
| October 2024 | $2,824,651,240 | 14 | March 26, 2024 |
| October 2023 | $2,906,507,199 | 13 | March 29, 2023 |
| October 2022 | $3,423,033,186 | 12 | March 11, 2022 |
| October 2021 | $0 | 3 | August 4, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $2,869,858,644 in the October 2026 data.
Total employees: 3 in October 2021 and 14 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in IL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Leeward Investments (CRD 312557): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/leeward-investments-boston-ma-312557