AdvisorCensus / Financial advisors / New York / New York / Lagoda Investment Management, L.P.
Lagoda Investment Management, L.P. is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is Lagoda Investment Management, L.P. compensated?
On its Form ADV (Item 5.E, October 2026), Lagoda Investment Management, L.P. reports these compensation arrangements: a percentage of assets under its management.
What does Lagoda Investment Management, L.P.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $100,000,000: 1% a year; $100,000,000.01 to $300,000,000: 0.75% a year; Above $300,000,000.01: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Lagoda Investment Management, L.P. located?
Lagoda Investment Management, L.P.'s principal office is in New York, NY, according to its Form ADV.
Is Lagoda Investment Management, L.P. registered with the SEC or a state?
Lagoda Investment Management, L.P. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170961.
How much does Lagoda Investment Management, L.P. manage?
Lagoda Investment Management, L.P. reports $312,629,215 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).
How have Lagoda Investment Management, L.P.'s assets and staff changed since 2021?
In the Form ADV data for Lagoda Investment Management, L.P.: Regulatory assets under management: $463,637,934 in the October 2021 data and $312,629,215 in the October 2026 data, down 33%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Lagoda Investment Management, L.P. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (30); individuals (other than high net worth individuals) (18).
Which custodians does Lagoda Investment Management, L.P. use?
Lagoda Investment Management, L.P.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America, N.A., Fiduciary Trust and Morgan Stanley as custodians holding 10% or more of its separately managed account assets.
Does Lagoda Investment Management, L.P. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170961
Does Lagoda Investment Management, L.P. state an account minimum?
Its Form ADV Part 2A brochure dated March 17, 2026 says: "Lagoda’s minimum account size is generally $5,000,000."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $100,000,000 | 1% |
| $100,000,000.01 to $300,000,000 | 0.75% |
| Above $300,000,000.01 | 0.5% |
The brochure's wording
Lagoda charges most of its clients an annual management fee based on the following schedule:
Amounts up to and including $100,000,000 1.00%
Amounts greater than $100,000,000 and up to and including $300,000,000 0.75%
Amounts greater than $300,000,000 0.50%
Account minimum: $5,000,000
The brochure's wording
Lagoda’s minimum account size is generally $5,000,000.
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$312,629,215 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $312,629,215 | 4 | March 17, 2026 |
| October 2025 | $304,101,524 | 4 | March 28, 2025 |
| October 2024 | $313,658,908 | 4 | March 11, 2024 |
| October 2023 | $322,063,354 | 4 | March 6, 2023 |
| October 2022 | $499,877,969 | 4 | September 23, 2022 |
| October 2021 | $463,637,934 | 4 | March 17, 2021 |
Regulatory assets under management: $463,637,934 in the October 2021 data and $312,629,215 in the October 2026 data, down 33%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Lagoda Investment Management, L.P. (CRD 170961): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lagoda-investment-management-l-p-new-york-ny-170961