AdvisorCensus / Financial advisors / Florida / Miami / Klosters Capital
Klosters Capital is an SEC-registered investment advisory firm in Miami, FL, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.
Quick answers
From the filingHow is Klosters Capital compensated?
On its Form ADV (Item 5.E, October 2026), Klosters Capital reports these compensation arrangements: a percentage of assets under its management; other.
What does Klosters Capital's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 19, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,001 to $10,000,000: 1% a year; $10,000,001 to $20,000,000: 0.75% a year; $20,000,001 to $50,000,000: 0.6% a year; Above $50,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Klosters Capital located?
Klosters Capital's principal office is in Miami, FL, according to its Form ADV.
Is Klosters Capital registered with the SEC or a state?
Klosters Capital is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285582.
How much does Klosters Capital manage?
Klosters Capital reports $495,627,896 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (12% discretionary).
How have Klosters Capital's assets and staff changed since 2021?
In the Form ADV data for Klosters Capital: Regulatory assets under management: $329,375,001 in the October 2021 data and $495,627,896 in the October 2026 data, up 50%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Klosters Capital serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (26); corporations or other businesses not listed above (12); individuals (other than high net worth individuals) (11).
Which custodians does Klosters Capital use?
Klosters Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banco Santander, Morgan Stanley & Co. LLC and UBS as custodians holding 10% or more of its separately managed account assets.
Does Klosters Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285582
Does Klosters Capital state an account minimum?
Its Form ADV Part 2A brochure dated March 19, 2026 says: "The minimum amount for establishing an Account is generally $1,000,000. Initial account sizes of a lesser amount may be accepted at Adviser’s discretion."
What changed in Klosters Capital's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $432,701,634 to $495,627,896 (+15%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1.25% |
| $1,000,001 to $10,000,000 | 1% |
| $10,000,001 to $20,000,000 | 0.75% |
| $20,000,001 to $50,000,000 | 0.6% |
| Above $50,000,001 | 0.5% |
The brochure's wording
Klosters Capital LLC Management Fee Schedule Account Value Fee Percentage Up to $1,000,000 1.25% $1,000,001 - $10,000,000 1.00% $10,000,001 - $20,000,000 0.75% $20,000,001 - $50,000,000 0.60% Over $50,000,000 0.50%
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum amount for establishing an Account is generally $1,000,000. Initial account sizes of a lesser amount may be accepted at Adviser’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$495,627,896 as of October 2026, filing dated March 19, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Klosters Capital LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (9 years)
- Employees
- Total: 7. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $495,627,896 | 7 | March 19, 2026 |
| October 2025 | $432,701,634 | 8 | February 28, 2025 |
| October 2024 | $399,920,955 | 7 | February 16, 2024 |
| October 2023 | $362,975,065 | 5 | February 17, 2023 |
| October 2022 | $390,311,329 | 5 | March 2, 2022 |
| October 2021 | $329,375,001 | 4 | April 15, 2021 |
Regulatory assets under management: $329,375,001 in the October 2021 data and $495,627,896 in the October 2026 data, up 50%.
Total employees: 4 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $432,701,634 to $495,627,896 (+15%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Klosters Capital (CRD 285582): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/klosters-capital-miami-fl-285582