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Kenneth Dean & Co Financial Advisory Services

Seal Beach, CAState-registered investment adviserCRD 310318

Filed as KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES · Legal name Hinkle, Kenneth Dean

Public record (IAPD)

Kenneth Dean & Co Financial Advisory Services is a state-registered investment advisory firm in Seal Beach, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

6 years
registered since 2020
$0
assets under management
2 arrangements
Percentage of assets, Fixed fees
None
disclosure items (Item 11)

Quick answers

From the filing

How is Kenneth Dean & Co Financial Advisory Services compensated?

On its Form ADV (Item 5.E, October 2026), Kenneth Dean & Co Financial Advisory Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

Where is Kenneth Dean & Co Financial Advisory Services located?

Kenneth Dean & Co Financial Advisory Services' principal office is in Seal Beach, CA, according to its Form ADV.

Is Kenneth Dean & Co Financial Advisory Services registered with the SEC or a state?

Kenneth Dean & Co Financial Advisory Services is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310318.

How much does Kenneth Dean & Co Financial Advisory Services manage?

Kenneth Dean & Co Financial Advisory Services reports $0 in regulatory assets under management in its Form ADV filing dated June 9, 2026.

Does Kenneth Dean & Co Financial Advisory Services report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310318

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F
$0

$0 as of October 2026, filing dated June 9, 2026.

Discretionary: $0.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Not reported.

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Registration and firm details

Items 1, 2, 5
Legal name
Hinkle, Kenneth Dean
Registration
State-registered investment adviser. Status as filed: APPROVED.
Registered since
2020 (6 years)
Employees
Total: 1. Performing investment advisory functions: 1.
Wrap fee program participation
No.
States registered or notice-filed
1 state or jurisdiction
CA

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Kenneth Dean & Co Financial Advisory Services (CRD 310318): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/kenneth-dean-and-co-financial-advisory-services-seal-beach-ca-310318