AdvisorCensus / Financial advisors / New York / New York / John W. Bristol & Co., Inc.
John W. Bristol & Co., Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1978, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.
Quick answers
From the filingHow is John W. Bristol & Co., Inc. compensated?
On its Form ADV (Item 5.E, October 2026), John W. Bristol & Co., Inc. reports these compensation arrangements: a percentage of assets under its management.
What does John W. Bristol & Co., Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $10,000,000: 0.5% a year; $10,000,000 to $20,000,000: 0.4% a year; $20,000,000 to $30,000,000: 0.3% a year; Above $30,000,000: 0.2% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is John W. Bristol & Co., Inc. located?
John W. Bristol & Co., Inc.'s principal office is in New York, NY, according to its Form ADV.
Is John W. Bristol & Co., Inc. registered with the SEC or a state?
John W. Bristol & Co., Inc. is an SEC-registered investment advisory firm, registered since 1978. Status as filed: Approved. CRD 105597.
How much does John W. Bristol & Co., Inc. manage?
John W. Bristol & Co., Inc. reports $7,065,907,809 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).
How have John W. Bristol & Co., Inc.'s assets and staff changed since 2021?
In the Form ADV data for John W. Bristol & Co., Inc.: Regulatory assets under management: $5,485,821,703 in the October 2021 data and $7,065,907,809 in the October 2026 data, up 29%. Total employees: 19 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does John W. Bristol & Co., Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (83); charitable organizations (52); pension and profit sharing plans (but not the plan participants or government pension plans) (13).
Which custodians does John W. Bristol & Co., Inc. use?
John W. Bristol & Co., Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fiduciary Trust Company International and Wilmington Trust as custodians holding 10% or more of its separately managed account assets.
Does John W. Bristol & Co., Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105597
What changed in John W. Bristol & Co., Inc.'s recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in CA, CO, MA, ME, NC, RI. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $10,000,000 | 0.5% |
| $10,000,000 to $20,000,000 | 0.4% |
| $20,000,000 to $30,000,000 | 0.3% |
| Above $30,000,000 | 0.2% |
The brochure's wording
Every client has the same low and transparent fee structure that declines as assets grow. Fees are billed quarterly in arrears at the end of each billing cycle.
on the first $10 million 0.50% on the next $10 million 0.40% on the next $10 million 0.30% over $30 million 0.20%
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$7,065,907,809 as of October 2026, filing dated August 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1978 (48 years)
- Employees
- Total: 19. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $7,065,907,809 | 19 | August 4, 2026 |
| October 2025 | $6,716,574,477 | 18 | March 28, 2025 |
| October 2024 | $5,828,883,525 | 19 | March 29, 2024 |
| October 2023 | $4,796,867,900 | 20 | March 28, 2023 |
| October 2022 | $6,291,834,491 | 19 | March 29, 2022 |
| October 2021 | $5,485,821,703 | 19 | June 2, 2021 |
Regulatory assets under management: $5,485,821,703 in the October 2021 data and $7,065,907,809 in the October 2026 data, up 29%.
Total employees: 19 in October 2021 and 19 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in CA, CO, MA, ME, NC, RI.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- No longer registered or notice-filed in CA, MA, ME, MO.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. John W. Bristol & Co., Inc. (CRD 105597): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/john-w-bristol-and-co-inc-new-york-ny-105597