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Iron Horse Asset Management LLC
Filed as IRON HORSE ASSET MANAGEMENT LLC
Iron Horse Asset Management LLC is an SEC-registered investment advisory firm in Neenah, WI, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is Iron Horse Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Iron Horse Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Iron Horse Asset Management LLC located?
Iron Horse Asset Management LLC's principal office is in Neenah, WI, according to its Form ADV.
Is Iron Horse Asset Management LLC registered with the SEC or a state?
Iron Horse Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343529.
How much does Iron Horse Asset Management LLC manage?
Iron Horse Asset Management LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Does Iron Horse Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343529
Does Iron Horse Asset Management LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 3, 2026 says: "There is no account minimum for any of IHAMLLC’s services."
What changed in Iron Horse Asset Management LLC's recent Form ADV filings?
In the September 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There is no account minimum for any of IHAMLLC’s services.
Minimum annual fee: $2,000
The brochure's wording
There is a relationship minimum fee of $2,000, annually which may be waived at the firm’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated August 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated August 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Iron Horse Asset Management LLC (CRD 343529): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/iron-horse-asset-management-llc-neenah-wi-343529