IA Private Wealth (USA) Inc.

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it)

Account minimum: $250,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$135,085,997 as of October 2026, filing dated March 26, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Publication of periodicals or newsletters

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2022 (4 years)

Employees

Total: 131. Performing investment advisory functions: 122.

Wrap fee program participation

Yes.

Other offices (Schedule D, Section 1.F)

32 other offices, as of the April 2026 filing

AncasterAuroraBurlingtonCalgaryDeltaDorvalEdmontonEtobicokeKanataLavalMarkhamMississaugaMonctonMontrealNanaimoNorth VancouverOakvilleOrleansOttawaPointe-ClaireQuebec CitySaskatoonScarboroughSt-LaurentSurreyThunder BayTorontoVancouverWaterlooWhitbyWhite RockWinnipeg

States registered or notice-filed

13 states or jurisdictions

ARAZCACOFLGAILLANYSCTXUTWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $0 in the October 2022 data and $135,085,997 in the October 2026 data.

Total employees: 1 in October 2022 and 131 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • Regulatory assets under management went from $95,781,457 to $135,085,997 (+41%).
   • Employees performing advisory functions went from 116 to 122.
   • Changed its office addresses in Aurora.
   • Changed its office addresses in Burlington.
   • Changed its office addresses in Calgary.
   • Changed its office addresses in Etobicoke.
   • Changed its office addresses in Kanata.
   • Changed its office addresses in Laval.
   • Changed its office addresses in Markham.
   • Changed its office addresses in Mississauga.
   • Changed its office addresses in Moncton.
   • Changed its office addresses in Montreal.
   • Changed its office addresses in Nanaimo.
   • Changed its office addresses in Oakville.
   • Changed its office addresses in Ottawa.
   • Changed its office addresses in Pointe-Claire.
   • Changed its office addresses in Saskatoon.
   • Changed its office addresses in Scarborough.
   • Changed its office addresses in Surrey.
   • Changed its office addresses in Thunder Bay.
   • Changed its office addresses in Toronto.
   • Changed its office addresses in Vancouver.
   • Changed its office addresses in Waterloo.
   • Changed its office addresses in White Rock.
   • Changed its office addresses in Winnipeg.
   • Added an office in Ancaster.
   • Added an office in Delta.
   • Added an office in Dorval.
   • Added an office in North Vancouver.
   • No longer lists an office in Bolton.
   • No longer lists an office in Edmonton.
   • No longer lists an office in Fonthill.
   • No longer lists an office in Fort Saskatchewan.
   • No longer lists an office in London.
   • No longer lists an office in Saint-Lambert.
   • No longer lists an office in Thorold.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.