AdvisorCensus / Financial advisors / Oklahoma / Oklahoma City / Hughes Warren, Inc.
Hughes Warren, Inc. is an SEC-registered investment advisory firm in Edmond, OK, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.
Quick answers
From the filingHow is Hughes Warren, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Hughes Warren, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
How much does Hughes Warren, Inc. charge?
Its Form ADV Part 2A brochure dated February 20, 2026 states: Hourly rate: $150 an hour (Cash flow, insurance analysis and planning, budgeting, debt counseling…); Hourly rate: $250 an hour (Tax analysis and planning, employee benefit analysis and/or planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Hughes Warren, Inc. located?
Hughes Warren, Inc.'s principal office is in Edmond, OK, according to its Form ADV.
Is Hughes Warren, Inc. registered with the SEC or a state?
Hughes Warren, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 145570.
How much does Hughes Warren, Inc. manage?
Hughes Warren, Inc. reports $220,544,521 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).
How have Hughes Warren, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Hughes Warren, Inc.: Regulatory assets under management: $137,505,638 in the October 2021 data and $220,544,521 in the October 2026 data, up 60%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hughes Warren, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (761); high net worth individuals (47).
Which custodians does Hughes Warren, Inc. use?
Hughes Warren, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Hughes Warren, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145570
Does Hughes Warren, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated February 20, 2026 says: "In general, we require a Household minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
What changed in Hughes Warren, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $185,440,000 to $220,544,521 (+19%). Registered or notice-filed in FL, KS.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
In general, we require a Household minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.
Hourly rate: $150 an hour (Cash flow, insurance analysis and planning, budgeting, debt counseling…)
The brochure's wording
$150 hourly rate - Cash flow, insurance analysis and planning, budgeting, debt counseling, education planning.
Hourly rate: $250 an hour (Tax analysis and planning, employee benefit analysis and/or planning…)
The brochure's wording
$250 hourly rate - Tax analysis and planning, employee benefit analysis and/or planning, business ownership issues, estate planning, retirement planning investment analysis and planning
As stated in the firm's Form ADV Part 2A brochure dated February 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$220,544,521 as of October 2026, filing dated February 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $220,544,521 | 6 | February 20, 2026 |
| October 2025 | $185,440,000 | 6 | April 11, 2025 |
| October 2024 | $159,373,083 | 6 | April 16, 2024 |
| October 2023 | $131,360,826 | 5 | July 14, 2023 |
| October 2022 | $163,638,189 | 5 | February 22, 2022 |
| October 2021 | $137,505,638 | 5 | February 26, 2021 |
Regulatory assets under management: $137,505,638 in the October 2021 data and $220,544,521 in the October 2026 data, up 60%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $185,440,000 to $220,544,521 (+19%).
- Registered or notice-filed in FL, KS.
- December 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hughes Warren, Inc. (CRD 145570): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hughes-warren-inc-edmond-ok-145570