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Honolulu Capital Management

Honolulu, HIState-registered investment adviserCRD 300951

Filed as HONOLULU CAPITAL MANAGEMENT · Legal name Honolulu Capital Management LLC

Honolulu Capital Management is a state-registered investment advisory firm in Honolulu, HI, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 2, 2026.

7 years
registered since 2019
$3,188,951
assets under management
1 arrangement
Percentage of assets
None
disclosure items (Item 11)

Quick answers

From the filing

How is Honolulu Capital Management compensated?

On its Form ADV (Item 5.E, October 2026), Honolulu Capital Management reports these compensation arrangements: a percentage of assets under its management.

Where is Honolulu Capital Management located?

Honolulu Capital Management's principal office is in Honolulu, HI, according to its Form ADV.

Is Honolulu Capital Management registered with the SEC or a state?

Honolulu Capital Management is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 300951.

How much does Honolulu Capital Management manage?

Honolulu Capital Management reports $3,188,951 in regulatory assets under management in its Form ADV filing dated January 2, 2026 (0% discretionary).

What types of clients does Honolulu Capital Management serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (9).

Does Honolulu Capital Management report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300951

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F
$3,188,951

$3,188,951 as of October 2026, filing dated January 2, 2026.

Discretionary: $0.Non-discretionary: $3,188,951.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 18 Assets $1,051,470 (33%)
High net worth individuals
Clients 9 Assets $2,137,481 (67%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0 (0%)
Charitable organizations
Clients 0 Assets $0 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients 0 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 0 Assets $0 (0%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients

Registration and firm details

Items 1, 2, 5
Legal name
Honolulu Capital Management LLC
Registration
State-registered investment adviser. Status as filed: APPROVED.
Registered since
2019 (7 years)
Employees
Total: 1. Performing investment advisory functions: 1.
Wrap fee program participation
No.
States registered or notice-filed
1 state or jurisdiction
HI

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Honolulu Capital Management (CRD 300951): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/honolulu-capital-management-honolulu-hi-300951