AdvisorCensus / Financial advisors / New York / Rochester / Honeoye Falls Capital LLC
Honeoye Falls Capital LLC
Filed as HONEOYE FALLS CAPITAL LLC
Honeoye Falls Capital LLC is an SEC-registered investment advisory firm in Honeoye Falls, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 18, 2026.
Quick answers
From the filingHow is Honeoye Falls Capital LLC compensated?
On its Form ADV (Item 5.E, October 2026), Honeoye Falls Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.
Where is Honeoye Falls Capital LLC located?
Honeoye Falls Capital LLC's principal office is in Honeoye Falls, NY, according to its Form ADV.
Is Honeoye Falls Capital LLC registered with the SEC or a state?
Honeoye Falls Capital LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333306.
How much does Honeoye Falls Capital LLC manage?
Honeoye Falls Capital LLC reports $67,000,000 in regulatory assets under management in its Form ADV filing dated May 18, 2026 (100% discretionary).
How have Honeoye Falls Capital LLC's assets and staff changed since 2025?
In the Form ADV data for Honeoye Falls Capital LLC: Regulatory assets under management: $30,000,000 in the October 2025 data and $67,000,000 in the October 2026 data, up 123%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Honeoye Falls Capital LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (9); individuals (other than high net worth individuals) (5); corporations or other businesses not listed above (3).
Does Honeoye Falls Capital LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333306
Does Honeoye Falls Capital LLC state an account minimum?
Its Form ADV Part 2A brochure dated May 18, 2026 says: "Honeoye Falls generally requires an initial investment of at least $250,000 for investment advisory services. Honeoye Falls does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a Client’s particular circumstances."
What changed in Honeoye Falls Capital LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $30,000,000 to $67,000,000 (+123%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Honeoye Falls generally requires an initial investment of at least $250,000 for investment advisory services. Honeoye Falls does not have an ongoing minimum account size. In our sole discretion, we may waive this minimum based on a Client’s particular circumstances.
As stated in the firm's Form ADV Part 2A brochure dated May 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$67,000,000 as of October 2026, filing dated May 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $67,000,000 | 2 | May 18, 2026 |
| October 2025 | $30,000,000 | 2 | June 11, 2025 |
Regulatory assets under management: $30,000,000 in the October 2025 data and $67,000,000 in the October 2026 data, up 123%.
Total employees: 2 in October 2025 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $30,000,000 to $67,000,000 (+123%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Honeoye Falls Capital LLC (CRD 333306): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/honeoye-falls-capital-llc-honeoye-falls-ny-333306