AdvisorCensus / Financial advisors / New York / Albany / Holistic Wealth Advisors
Holistic Wealth Advisors is an SEC-registered investment advisory firm in Clifton Park, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.
Quick answers
From the filingHow is Holistic Wealth Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Holistic Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Holistic Wealth Advisors located?
Holistic Wealth Advisors' principal office is in Clifton Park, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Holistic Wealth Advisors registered with the SEC or a state?
Holistic Wealth Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332918.
How much does Holistic Wealth Advisors manage?
Holistic Wealth Advisors reports $278,674,280 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary).
How have Holistic Wealth Advisors' assets and staff changed since 2025?
In the Form ADV data for Holistic Wealth Advisors: Regulatory assets under management: $234,323,910 in the October 2025 data and $278,674,280 in the October 2026 data, up 19%. Total employees: 10 in October 2025 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Holistic Wealth Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (526); high net worth individuals (116); pension and profit sharing plans (but not the plan participants or government pension plans) (10).
Does Holistic Wealth Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332918
What changed in Holistic Wealth Advisors' recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$278,674,280 as of October 2026, filing dated October 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 10. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $278,674,280 | 10 | October 1, 2026 |
| October 2025 | $234,323,910 | 10 | May 5, 2025 |
Regulatory assets under management: $234,323,910 in the October 2025 data and $278,674,280 in the October 2026 data, up 19%.
Total employees: 10 in October 2025 and 10 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $234,323,910 to $278,674,280 (+19%).
- Employees performing advisory functions went from 5 to 6.
- Added an office in Guilford, CT.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Holistic Wealth Advisors (CRD 332918): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/holistic-wealth-advisors-clifton-park-ny-332918