Highpoint Planning Partners

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: $5,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$4,783,000,000 as of October 2026, filing dated July 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)

Legal name

Highpoint Advisor Group, LLC

Also doing business as

BLACK DIAMOND PLANNERS, CHASE ENTERPRISES FINANCIAL, CORE WEALTH PLANNING, C|E|F ADVISORS GROUP, DOAK FINANCIAL, LLC, EBERLIN FINANCIAL SERVICES, EINSPAR FAMILY FINANCIAL, ELEVATION WEALTH MANAGEMENT, FINANCIAL PLANNING FOR GENERATION X, G/R WEALTH MANAGEMENT GROUP LLC, HIGHPOINT ADVISOR GROUP, HIGHPOINT PLANNING PARTNERS, INTRINSIC WEALTH MANAGEMENT, J. KAHN & ASSOCIATES LLC, KELLER PETERSON WEALTH ADVISORS, LLC, KENNEDY FINANCIAL GROUP, LLC, LLOYD WEALTH ADVISORS, MCCABE FINANCIAL GROUP, MIDWEST FAMILY WEALTH MANAGEMENT, MIKE LYNCH, INC., MURPHY WEALTH MANAGEMENT, ONPATH FINANCIAL, LLC, PARTNERS ADVISORS LTD., PROFESSIONAL WEALTH ADVISORS LLC, R. KNAPP FINANCIAL INC, ROGER J. ENSMINGER & ASSOCIATES, ROUND HILL WEALTH MANAGEMENT, RSM FINANCIAL SOLUTIONS, SA PIGGUSH BUSINESS & RETIREMENT PLANNING, STONEBRIDGE WEALTH ADVISORS, TMS WEALTH LLC, TOMORROW'S WEALTH PLANNING, TWG BENEFITS, TWG WEALTH PLANNING, VANDERVOORN & ASSOC, VANTAGE FINANCIAL

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2021 (4 years)

Employees

Total: 106. Performing investment advisory functions: 102.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

LPL Financial LLCNational Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

20 other offices, as of the August 2026 filing

Bloomfield Hills, MIBourbonnais, ILChicago, ILDowners Grove, ILForest Park, ILGeneva, ILGlenview, ILHoffman Estates, ILMorris, ILMorton, ILNaperville, ILOak Park, ILOrland Park, ILPalatine, ILPeoria, ILRosemont, ILSan Diego, CASt. Charles, ILTroy, MIWheaton, IL

States registered or notice-filed

46 states or jurisdictions

ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

7 Reports 7 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
• 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $3,622,083,000 in the October 2022 data and $4,783,000,000 in the October 2026 data, up 32%.

Total employees: 104 in October 2022 and 106 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. August 2026
   • Added the business name TMS Wealth LLC.
2. April 2026
   • No longer lists the business name Shamrock Financial Planning.
   • No longer lists the business name Sansone & Associates, P.C..
   • No longer lists the business name Kennedy Financial Group.
   • No longer lists the business name Keith E. Murphy.
   • No longer lists the business name LPL Financial.
   • Added the business name Kennedy Financial Group, LLC.
   • Added the business name Murphy Wealth Management.
   • Added the business name C|E|F Advisors Group.
   • Employees performing advisory functions went from 100 to 102.
   • Regulatory assets under management went from $3,999,000,000 to $4,783,000,000 (+20%).
   • Changed its office addresses in Downers Grove, IL.
   • Added an office in Forest Park, IL.
   • Added an office in Palatine, IL.
   • No longer lists an office in Arlington Heights, IL.
   • No longer lists an office in Oak Park, IL.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.