AdvisorCensus / Financial advisors / New York / New York / Henry James International Management, Inc.
Henry James International Management, Inc.
Filed as HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
Henry James International Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.
Quick answers
From the filingHow is Henry James International Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Henry James International Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Henry James International Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Henry James International Management, Inc. located?
Henry James International Management, Inc.'s principal office is in New York, NY, according to its Form ADV.
Is Henry James International Management, Inc. registered with the SEC or a state?
Henry James International Management, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169293.
How much does Henry James International Management, Inc. manage?
Henry James International Management, Inc. reports $402,409,350 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).
How have Henry James International Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Henry James International Management, Inc.: Regulatory assets under management: $447,824,334 in the October 2021 data and $402,409,350 in the October 2026 data, down 10%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Henry James International Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (52); state or municipal government entities (including government pension plans) (7).
Which custodians does Henry James International Management, Inc. use?
Henry James International Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Corporation as a custodian holding 10% or more of its separately managed account assets.
Does Henry James International Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169293
Does Henry James International Management, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 10, 2026 says: "There is a minimum account size of $50,000." "We require a minimum of $50,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at our discretion."
What changed in Henry James International Management, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
The annual fee for asset management services will be between 0.30% and 1.50%
Account minimum: $50,000 (the brochure says it may be waived or negotiated)
The brochure's wording
There is a minimum account size of $50,000.
We require a minimum of $50,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at our discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$402,409,350 as of October 2026, filing dated March 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $402,409,350 | 5 | March 10, 2026 |
| October 2025 | $369,076,020 | 5 | March 31, 2025 |
| October 2024 | $370,807,021 | 5 | March 25, 2024 |
| October 2023 | $317,228,719 | 6 | July 26, 2023 |
| October 2022 | $510,710,592 | 6 | March 24, 2022 |
| October 2021 | $447,824,334 | 6 | March 29, 2021 |
Regulatory assets under management: $447,824,334 in the October 2021 data and $402,409,350 in the October 2026 data, down 10%.
Total employees: 6 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Henry James International Management, Inc. (CRD 169293): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/henry-james-international-management-inc-new-york-ny-169293