AdvisorCensus / Financial advisors / Ohio / Hendley & Co. Inc.
Hendley & Co. Inc. is an SEC-registered investment advisory firm in Zanesville, OH, registered since 1977, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.
Quick answers
From the filingHow is Hendley & Co. Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Hendley & Co. Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Hendley & Co. Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated June 15, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,500,000: 0.9% a year; $1,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Hendley & Co. Inc. located?
Hendley & Co. Inc.'s principal office is in Zanesville, OH, according to its Form ADV.
Is Hendley & Co. Inc. registered with the SEC or a state?
Hendley & Co. Inc. is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110465.
How much does Hendley & Co. Inc. manage?
Hendley & Co. Inc. reports $438,175,596 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary).
How have Hendley & Co. Inc.'s assets and staff changed since 2021?
In the Form ADV data for Hendley & Co. Inc.: Regulatory assets under management: $400,180,402 in the October 2021 data and $438,175,596 in the October 2026 data, up 9%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hendley & Co. Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (111); charitable organizations (13).
Which custodians does Hendley & Co. Inc. use?
Hendley & Co. Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.
Does Hendley & Co. Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110465
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1% |
| $500,000 to $1,500,000 | 0.9% |
| $1,500,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.5% |
The brochure's wording
As of June 1, 2018, new clients will be charged for services provided by Hendley & Company, Inc. based on the following schedule. Annual Rate Assets Under Management 1.00% First $500,000 0.90% Next $500,000 to $1,500,000 0.75% Next $1,500,000 to $5,000,000 0.50% Balances over $5,000,000
As stated in the firm's Form ADV Part 2A brochure dated June 15, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$438,175,596 as of October 2026, filing dated June 15, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1977 (48 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $438,175,596 | 5 | June 15, 2026 |
| October 2025 | $445,039,266 | 5 | June 16, 2025 |
| October 2024 | $442,101,318 | 5 | May 31, 2024 |
| October 2023 | $400,631,858 | 5 | October 2, 2023 |
| October 2022 | $430,845,099 | 4 | June 21, 2022 |
| October 2021 | $400,180,402 | 4 | June 14, 2021 |
Regulatory assets under management: $400,180,402 in the October 2021 data and $438,175,596 in the October 2026 data, up 9%.
Total employees: 4 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hendley & Co. Inc. (CRD 110465): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hendley-and-co-inc-zanesville-oh-110465