AdvisorCensus / Financial advisors / Hartley Advisors Corp.
Hartley Advisors Corp. is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.
Quick answers
From the filingHow is Hartley Advisors Corp. compensated?
On its Form ADV (Item 5.E, October 2026), Hartley Advisors Corp. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
How much does Hartley Advisors Corp. charge?
Its Form ADV Part 2A brochure dated July 28, 2026 states: Hourly rate: $500 an hour (Portfolio Monitoring/Review Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Hartley Advisors Corp. registered with the SEC or a state?
Hartley Advisors Corp. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 130769.
How much does Hartley Advisors Corp. manage?
Hartley Advisors Corp. reports $118,678,000 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (97% discretionary).
What types of clients does Hartley Advisors Corp. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (92); high net worth individuals (37).
Does Hartley Advisors Corp. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130769
What changed in Hartley Advisors Corp.'s recent Form ADV filings?
In the August 2026 filing data: Regulatory assets under management went from $107,235,000 to $118,678,000 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Hourly rate: $500 an hour (Portfolio Monitoring/Review Services)
The brochure's wording
The amount of the fee is based on the Firm's negotiable hourly rate of $500.00, payable monthly in arrears.
As stated in the firm's Form ADV Part 2A brochure dated July 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,678,000 as of October 2026, filing dated July 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Regulatory assets under management went from $107,235,000 to $118,678,000 (+11%).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hartley Advisors Corp. (CRD 130769): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hartley-advisors-corp-130769