AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / Hartford Funds
Hartford Funds is an SEC-registered investment advisory firm in Wayne, PA, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.
Quick answers
From the filingHow is Hartford Funds compensated?
On its Form ADV (Item 5.E, October 2026), Hartford Funds reports these compensation arrangements: a percentage of assets under its management.
Where is Hartford Funds located?
Hartford Funds' principal office is in Wayne, PA, according to its Form ADV.
Is Hartford Funds registered with the SEC or a state?
Hartford Funds is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130373.
How much does Hartford Funds manage?
Hartford Funds reports $2,153,460,678 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary).
How have Hartford Funds' assets and staff changed since 2021?
In the Form ADV data for Hartford Funds: Regulatory assets under management: $2,374,367,025 in the October 2021 data and $2,153,460,678 in the October 2026 data, down 9%. Total employees: 371 in October 2021 and 368 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hartford Funds serve?
By number of clients on Form ADV Item 5.D: investment companies (7).
Does Hartford Funds report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130373
What changed in Hartford Funds' recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated June 10, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$2,153,460,678 as of October 2026, filing dated June 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Lattice Strategies LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 368. Performing investment advisory functions: 34.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,153,460,678 | 368 | June 10, 2026 |
| October 2025 | $1,813,675,171 | 387 | March 24, 2025 |
| October 2024 | $2,128,105,140 | 384 | March 18, 2024 |
| October 2023 | $1,961,202,784 | 372 | March 23, 2023 |
| October 2022 | $2,396,449,336 | 366 | March 29, 2022 |
| October 2021 | $2,374,367,025 | 371 | March 26, 2021 |
Regulatory assets under management: $2,374,367,025 in the October 2021 data and $2,153,460,678 in the October 2026 data, down 9%.
Total employees: 371 in October 2021 and 368 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hartford Funds (CRD 130373): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hartford-funds-wayne-pa-130373