AdvisorCensus / Financial advisors / New York / New York / Harness Wealth
Harness Wealth is an SEC-registered investment advisory firm in New York, NY, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Harness Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Harness Wealth reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Harness Wealth located?
Harness Wealth's principal office is in New York, NY, according to its Form ADV.
Is Harness Wealth registered with the SEC or a state?
Harness Wealth is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299795.
How have Harness Wealth's assets and staff changed since 2021?
In the Form ADV data for Harness Wealth: Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Harness Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299795
What changed in Harness Wealth's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 20, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Harness Wealth Advisers LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 11. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 11 | March 20, 2026 |
| October 2025 | Not reported | 19 | May 28, 2025 |
| October 2024 | Not reported | 16 | March 19, 2024 |
| October 2023 | Not reported | 17 | September 27, 2023 |
| October 2022 | Not reported | 16 | July 8, 2022 |
| October 2021 | Not reported | 9 | June 30, 2021 |
Total employees: 9 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 2 to 1.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Harness Wealth (CRD 299795): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/harness-wealth-new-york-ny-299795