AdvisorCensus / Financial advisors / California / Sacramento / Hansen & Associates Financial Group Inc.
Hansen & Associates Financial Group Inc.
Filed as HANSEN & ASSOCIATES FINANCIAL GROUP INC.
Hansen & Associates Financial Group Inc. is an SEC-registered investment advisory firm in Roseville, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.
Quick answers
From the filingHow is Hansen & Associates Financial Group Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Hansen & Associates Financial Group Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Hansen & Associates Financial Group Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated May 13, 2026 states: Asset-based fee: 0.8% to 2.6% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Hansen & Associates Financial Group Inc. located?
Hansen & Associates Financial Group Inc.'s principal office is in Roseville, CA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Hansen & Associates Financial Group Inc. registered with the SEC or a state?
Hansen & Associates Financial Group Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 168363.
How much does Hansen & Associates Financial Group Inc. manage?
Hansen & Associates Financial Group Inc. reports $202,437,247 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).
How have Hansen & Associates Financial Group Inc.'s assets and staff changed since 2022?
In the Form ADV data for Hansen & Associates Financial Group Inc.: Regulatory assets under management: $140,750,403 in the October 2022 data and $202,437,247 in the October 2026 data, up 44%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hansen & Associates Financial Group Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (475); high net worth individuals (61); charitable organizations (1).
Which custodians does Hansen & Associates Financial Group Inc. use?
Hansen & Associates Financial Group Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Hansen & Associates Financial Group Inc. report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168363
What changed in Hansen & Associates Financial Group Inc.'s recent Form ADV filings?
In the June 2026 filing data: Added the business name Pacific Crest Wealth Management. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.8% to 2.6% a year (a range, as the brochure states it)
The brochure's wording
Fees for portfolio management services will be a percentage of the assets under management that the client pays on a monthly basis. The monthly fee will be calculated, accrued and due in arrears based upon the annualized rate between 0.80% and 2.60%. Fees to be assessed will be outlined in the advisory agreement to be signed by the client.
As stated in the firm's Form ADV Part 2A brochure dated May 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$202,437,247 as of October 2026, filing dated May 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- DARLING FINANCIAL GROUP, LLC, PACIFIC CREST WEALTH MANAGEMENT, WHITEROCK CAPITAL MANAGEMENT
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the June 2026 filing
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $202,437,247 | 4 | May 13, 2026 |
| October 2025 | $229,760,228 | 6 | May 5, 2025 |
| October 2024 | $204,488,383 | 3 | August 1, 2024 |
| October 2023 | $196,197,062 | 4 | February 8, 2023 |
| October 2022 | $140,750,403 | 4 | August 16, 2022 |
Regulatory assets under management: $140,750,403 in the October 2022 data and $202,437,247 in the October 2026 data, up 44%.
Total employees: 4 in October 2022 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Added the business name Pacific Crest Wealth Management.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $229,760,228 to $203,663,473 (-11%).
- Added an office in Englewood, CO.
- No longer lists an office in Greenwood Village, CO.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- No longer registered or notice-filed in OH.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hansen & Associates Financial Group Inc. (CRD 168363): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363