AdvisorCensus / Financial advisors / Hadley
Hadley is an SEC-registered investment advisory firm, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated March 5, 2026.
Quick answers
From the filingHow is Hadley compensated?
On its Form ADV (Item 5.E, October 2026), Hadley reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Hadley registered with the SEC or a state?
Hadley is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313400.
How have Hadley's assets and staff changed since 2021?
In the Form ADV data for Hadley: Regulatory assets under management: $0 in the October 2021 data and $0 in the October 2022 data. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hadley serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,237).
Does Hadley report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313400
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 5, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Hadley Investment Co.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
53 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 2 | March 5, 2026 |
| October 2025 | Not reported | 2 | March 17, 2025 |
| October 2024 | Not reported | 2 | July 8, 2024 |
| October 2023 | Not reported | 2 | March 27, 2023 |
| October 2022 | $0 | 1 | August 11, 2022 |
| October 2021 | $0 | 2 | March 24, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $0 in the October 2022 data.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hadley (CRD 313400): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hadley-313400