AdvisorCensus / Financial advisors / New York / New York / Goose Hollow Capital Management LLC
Goose Hollow Capital Management LLC is an SEC-registered investment advisory firm in Tenafly, NJ, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.
Quick answers
From the filingHow is Goose Hollow Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Goose Hollow Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Goose Hollow Capital Management LLC located?
Goose Hollow Capital Management LLC's principal office is in Tenafly, NJ, according to its Form ADV.
Is Goose Hollow Capital Management LLC registered with the SEC or a state?
Goose Hollow Capital Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312912.
How much does Goose Hollow Capital Management LLC manage?
Goose Hollow Capital Management LLC reports $41,000,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).
How have Goose Hollow Capital Management LLC's assets and staff changed since 2022?
In the Form ADV data for Goose Hollow Capital Management LLC: Regulatory assets under management: $98,078,232 in the October 2022 data and $41,000,000 in the October 2026 data, down 58%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Goose Hollow Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Goose Hollow Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312912
What changed in Goose Hollow Capital Management LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $57,600,622 to $41,000,000 (-29%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$41,000,000 as of October 2026, filing dated February 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $41,000,000 | 4 | February 11, 2026 |
| October 2025 | $57,600,622 | 4 | February 14, 2025 |
| October 2024 | $56,811,596 | 5 | February 22, 2024 |
| October 2023 | $69,435,756 | 5 | March 3, 2023 |
| October 2022 | $98,078,232 | 4 | March 29, 2022 |
Regulatory assets under management: $98,078,232 in the October 2022 data and $41,000,000 in the October 2026 data, down 58%.
Total employees: 4 in October 2022 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $57,600,622 to $41,000,000 (-29%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Goose Hollow Capital Management LLC (CRD 312912): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/goose-hollow-capital-management-llc-tenafly-nj-312912