AdvisorCensus / Financial advisors / Massachusetts / Boston / Goodman Advisory Group, LLC
Goodman Advisory Group, LLC is an SEC-registered investment advisory firm in Needham, MA, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.
Quick answers
From the filingHow is Goodman Advisory Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Goodman Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Goodman Advisory Group, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Goodman Advisory Group, LLC located?
Goodman Advisory Group, LLC's principal office is in Needham, MA, according to its Form ADV.
Is Goodman Advisory Group, LLC registered with the SEC or a state?
Goodman Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285637.
How much does Goodman Advisory Group, LLC manage?
Goodman Advisory Group, LLC reports $415,478,640 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).
How have Goodman Advisory Group, LLC's assets and staff changed since 2021?
In the Form ADV data for Goodman Advisory Group, LLC: Regulatory assets under management: $265,714,400 in the October 2021 data and $415,478,640 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Goodman Advisory Group, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (212); individuals (other than high net worth individuals) (160); pension and profit sharing plans (but not the plan participants or government pension plans) (3).
Which custodians does Goodman Advisory Group, LLC use?
Goodman Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Goodman Advisory Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285637
Does Goodman Advisory Group, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Goodman Advisory Group generally requires a minimum size for establishing a relationship of $1,000,000, which may be waived in the Advisor’s sole discretion."
What changed in Goodman Advisory Group, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 6. Regulatory assets under management went from $370,433,857 to $415,478,640 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the agreement. Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50% annually
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Goodman Advisory Group generally requires a minimum size for establishing a relationship of $1,000,000, which may be waived in the Advisor’s sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$415,478,640 as of October 2026, filing dated March 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (9 years)
- Employees
- Total: 8. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $415,478,640 | 8 | March 12, 2026 |
| October 2025 | $370,433,857 | 8 | May 5, 2025 |
| October 2024 | $297,106,694 | 8 | March 27, 2024 |
| October 2023 | $259,120,028 | 6 | March 27, 2023 |
| October 2022 | $317,127,211 | 7 | March 30, 2022 |
| October 2021 | $265,714,400 | 7 | March 24, 2021 |
Regulatory assets under management: $265,714,400 in the October 2021 data and $415,478,640 in the October 2026 data, up 56%.
Total employees: 7 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 6.
- Regulatory assets under management went from $370,433,857 to $415,478,640 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Goodman Advisory Group, LLC (CRD 285637): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/goodman-advisory-group-llc-needham-ma-285637