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Gap Financial Services Or Gap Financial
Filed as GAP FINANCIAL SERVICES OR GAP FINANCIAL · Legal name Gap Financial Services, LLC
Gap Financial Services Or Gap Financial is a state-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.
Quick answers
From the filingHow is Gap Financial Services Or Gap Financial compensated?
On its Form ADV (Item 5.E, October 2026), Gap Financial Services Or Gap Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Gap Financial Services Or Gap Financial registered with the SEC or a state?
Gap Financial Services Or Gap Financial is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288703.
How much does Gap Financial Services Or Gap Financial manage?
Gap Financial Services Or Gap Financial reports $132,030,798 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).
What types of clients does Gap Financial Services Or Gap Financial serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (30); pension and profit sharing plans (but not the plan participants or government pension plans) (2).
Does Gap Financial Services Or Gap Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288703
What changed in Gap Financial Services Or Gap Financial's recent Form ADV filings?
In the October 2026 filing data: Regulatory assets under management went from $100,640,943 to $132,030,798 (+31%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$132,030,798 as of October 2026, filing dated September 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Gap Financial Services, LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2017 (9 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Regulatory assets under management went from $100,640,943 to $132,030,798 (+31%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Gap Financial Services Or Gap Financial (CRD 288703): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/gap-financial-services-or-gap-financial-288703