AdvisorCensus / Financial advisors / GA Pincus Funds, LLC
GA Pincus Funds, LLC is a state-registered investment advisory firm, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.
Quick answers
From the filingHow is GA Pincus Funds, LLC compensated?
On its Form ADV (Item 5.E, October 2026), GA Pincus Funds, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is GA Pincus Funds, LLC registered with the SEC or a state?
GA Pincus Funds, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281844.
How much does GA Pincus Funds, LLC manage?
GA Pincus Funds, LLC reports $62,121,626 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).
How have GA Pincus Funds, LLC's assets and staff changed since 2025?
In the Form ADV data for GA Pincus Funds, LLC: Regulatory assets under management: $57,390,094 in the October 2025 data and $62,121,626 in the October 2026 data, up 8%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does GA Pincus Funds, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (114); high net worth individuals (36).
Does GA Pincus Funds, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281844
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$62,121,626 as of October 2026, filing dated March 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2015 (10 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
4 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $62,121,626 | 1 | March 18, 2026 |
| October 2025 | $57,390,094 | 1 | February 27, 2025 |
Regulatory assets under management: $57,390,094 in the October 2025 data and $62,121,626 in the October 2026 data, up 8%.
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. GA Pincus Funds, LLC (CRD 281844): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ga-pincus-funds-llc-281844