AdvisorCensus / Financial advisors / Wisconsin / Milwaukee / Fulton Investment Advisers, Inc.

Fulton Investment Advisers, Inc.

Wauwatosa, WIState-registered investment adviserCRD 110989

Filed as FULTON INVESTMENT ADVISERS, INC.

Fulton Investment Advisers, Inc. is a state-registered investment advisory firm in Wauwatosa, WI, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

27 years

registered since 1999

$14,500,000

assets under management

1 arrangement

Percentage of assets

None

disclosure items (Item 11)

Quick answers

From the filing

How is Fulton Investment Advisers, Inc. compensated?

On its Form ADV (Item 5.E, October 2026), Fulton Investment Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management.

Where is Fulton Investment Advisers, Inc. located?

Fulton Investment Advisers, Inc.'s principal office is in Wauwatosa, WI, according to its Form ADV.

Is Fulton Investment Advisers, Inc. registered with the SEC or a state?

Fulton Investment Advisers, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 110989.

How much does Fulton Investment Advisers, Inc. manage?

Fulton Investment Advisers, Inc. reports $14,500,000 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (0% discretionary).

What types of clients does Fulton Investment Advisers, Inc. serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4).

Does Fulton Investment Advisers, Inc. report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110989

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

$14,500,000

$14,500,000 as of October 2026, filing dated April 27, 2026.

Discretionary: $0.Non-discretionary: $14,500,000.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Individuals (other than high net worth individuals)

Clients 4 Assets $14,500,000 (100%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses (other than small businesses) or institutional clients
Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5

Registration: State-registered investment adviser. Status as filed: APPROVED.
Registered since: 1999 (27 years)
Employees: Total: 1. Performing investment advisory functions: 1.
Wrap fee program participation: No.
States registered or notice-filed: 1 state or jurisdiction

WI

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Fulton Investment Advisers, Inc. (CRD 110989): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/fulton-investment-advisers-inc-wauwatosa-wi-110989