AdvisorCensus / Financial advisors / Indiana / Indianapolis / Four Quadrant Wealth Advisors, Inc.
Four Quadrant Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Carmel, IN, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.
Quick answers
From the filingHow is Four Quadrant Wealth Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Four Quadrant Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Four Quadrant Wealth Advisors, Inc. located?
Four Quadrant Wealth Advisors, Inc.'s principal office is in Carmel, IN, according to its Form ADV.
Is Four Quadrant Wealth Advisors, Inc. registered with the SEC or a state?
Four Quadrant Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 130753.
How much does Four Quadrant Wealth Advisors, Inc. manage?
Four Quadrant Wealth Advisors, Inc. reports $219,022,260 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).
How have Four Quadrant Wealth Advisors, Inc.'s assets and staff changed since 2022?
In the Form ADV data for Four Quadrant Wealth Advisors, Inc.: Regulatory assets under management: $125,202,577 in the October 2022 data and $219,022,260 in the October 2026 data, up 75%. Total employees: 10 in October 2022 and 34 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Four Quadrant Wealth Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (62); individuals (other than high net worth individuals) (38).
Which custodians does Four Quadrant Wealth Advisors, Inc. use?
Four Quadrant Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Four Quadrant Wealth Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130753
Does Four Quadrant Wealth Advisors, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated February 18, 2026 says: "In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your account at our discretion if it falls below a level, in our opinion, where our firm can add value for the fees incurred."
What changed in Four Quadrant Wealth Advisors, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $171,842,155 to $219,022,260 (+27%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your account at our discretion if it falls below a level, in our opinion, where our firm can add value for the fees incurred.
As stated in the firm's Form ADV Part 2A brochure dated February 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$219,022,260 as of October 2026, filing dated February 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- FOUR QUADRANT ADVISORY, FOUR QUADRANT ADVISORY COMPANIES, FOUR QUADRANT WEALTH ADVISORS, FOUR QUADRANTS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 34. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $219,022,260 | 34 | February 18, 2026 |
| October 2025 | $171,842,155 | 34 | March 17, 2025 |
| October 2024 | $134,925,585 | 25 | September 26, 2024 |
| October 2023 | $126,068,690 | 17 | February 10, 2023 |
| October 2022 | $125,202,577 | 10 | September 12, 2022 |
Regulatory assets under management: $125,202,577 in the October 2022 data and $219,022,260 in the October 2026 data, up 75%.
Total employees: 10 in October 2022 and 34 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $171,842,155 to $219,022,260 (+27%).
- January 2026
- No longer registered or notice-filed in IL.
- December 2025
- Registered or notice-filed in NH.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Four Quadrant Wealth Advisors, Inc. (CRD 130753): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/four-quadrant-wealth-advisors-inc-carmel-in-130753