AdvisorCensus / Financial advisors / Fountaindale, LLC
Fountaindale, LLC is an SEC-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Fountaindale, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Fountaindale, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Fountaindale, LLC charge?
Its Form ADV Part 2A brochure dated February 25, 2025 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Fountaindale, LLC registered with the SEC or a state?
Fountaindale, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326054.
How much does Fountaindale, LLC manage?
Fountaindale, LLC reports $407,969 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Fountaindale, LLC's assets and staff changed since 2023?
In the Form ADV data for Fountaindale, LLC: Regulatory assets under management: $0 in the October 2023 data and $407,969 in the October 2026 data. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Fountaindale, LLC serve?
By number of clients on Form ADV Item 5.D: charitable organizations (10).
Does Fountaindale, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326054
What changed in Fountaindale, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $189,654 to $407,969 (+115%). Changed its office addresses in Peoria, IL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1.5% of assets a year
The brochure's wording
Fountaindale charges each client a negotiable fee based on the percentage of assets under its management (“AUM”). For all AUM, we charge 1.5%.
As stated in the firm's Form ADV Part 2A brochure dated February 25, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$407,969 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- Yes.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $407,969 | 2 | March 30, 2026 |
| October 2025 | $189,654 | 2 | February 25, 2025 |
| October 2024 | $15,576 | 2 | March 20, 2024 |
| October 2023 | $0 | 2 | June 26, 2023 |
Regulatory assets under management: $0 in the October 2023 data and $407,969 in the October 2026 data.
Total employees: 2 in October 2023 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $189,654 to $407,969 (+115%).
- Changed its office addresses in Peoria, IL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fountaindale, LLC (CRD 326054): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fountaindale-llc-326054