AdvisorCensus / Financial advisors / Texas / Dallas / Foundation Energy Management
Foundation Energy Management
Filed as FOUNDATION ENERGY MANAGEMENT · Legal name Foundation Energy Management, LLC
Foundation Energy Management is an SEC-registered investment advisory firm in Addison, TX, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.
Quick answers
From the filingHow is Foundation Energy Management compensated?
On its Form ADV (Item 5.E, October 2026), Foundation Energy Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Foundation Energy Management located?
Foundation Energy Management's principal office is in Addison, TX, according to its Form ADV.
Is Foundation Energy Management registered with the SEC or a state?
Foundation Energy Management is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161141.
How much does Foundation Energy Management manage?
Foundation Energy Management reports $270,343,209 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).
How have Foundation Energy Management's assets and staff changed since 2021?
In the Form ADV data for Foundation Energy Management: Regulatory assets under management: $337,670,944 in the October 2021 data and $270,343,209 in the October 2026 data, down 20%. Total employees: 130 in October 2021 and 110 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Foundation Energy Management serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Foundation Energy Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161141
Does Foundation Energy Management state an account minimum?
Its Form ADV Part 2A brochure dated March 27, 2026 says: "The minimum initial capital commitment generally required for an investor in a Fund is $3 million. Nevertheless, capital commitments of lesser amounts may be accepted in our discretion."
What changed in Foundation Energy Management's recent Form ADV filings?
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum initial capital commitment generally required for an investor in a Fund is $3 million. Nevertheless, capital commitments of lesser amounts may be accepted in our discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$270,343,209 as of October 2026, filing dated April 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Foundation Energy Management, LLC
- Also doing business as
- FOUNDATION ENERGY COMPANY III - GP, L.L.C. ("RELYING ADVISER"), FOUNDATION ENERGY COMPANY IV - GP, L.L.C. ("RELYING ADVISER"), FOUNDATION ENERGY COMPANY V - GP, L.L.C. ("RELYING ADVISER"), FOUNDATION ENERGY COMPANY VI - GP, LLC ("RELYING ADVISER"), FOUNDATION ENERGY COMPANY VII - GP, LLC ("RELYING ADVISOR"), FOUNDATION ENERGY COMPANY, L.L.C.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 110. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $270,343,209 | 110 | April 22, 2026 |
| October 2025 | $308,092,958 | 120 | April 8, 2025 |
| October 2024 | $360,380,987 | 120 | April 24, 2024 |
| October 2023 | $501,732,834 | 120 | April 28, 2023 |
| October 2022 | $429,994,841 | 130 | June 20, 2022 |
| October 2021 | $337,670,944 | 130 | April 26, 2021 |
Regulatory assets under management: $337,670,944 in the October 2021 data and $270,343,209 in the October 2026 data, down 20%.
Total employees: 130 in October 2021 and 110 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Foundation Energy Management (CRD 161141): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/foundation-energy-management-addison-tx-161141