AdvisorCensus / Financial advisors / Fortify Financial
Fortify Financial
Filed as FORTIFY FINANCIAL · Legal name Fortify Financial LLC
Fortify Financial is an SEC-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 12, 2026.
Quick answers
From the filingHow is Fortify Financial compensated?
On its Form ADV (Item 5.E, October 2026), Fortify Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Is Fortify Financial registered with the SEC or a state?
Fortify Financial is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340138.
How much does Fortify Financial manage?
Fortify Financial reports $0 in regulatory assets under management in its Form ADV filing dated January 12, 2026.
Does Fortify Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340138
Does Fortify Financial state an account minimum?
Its Form ADV Part 2A brochure dated December 24, 2025 says: "The Firm has a minimum account balance of $500,000, determined based on total value of portfolio across all managed accounts, but the account minimum can be waived by Fortify in its sole discretion."
What changed in Fortify Financial's recent Form ADV filings?
In the February 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Firm has a minimum account balance of $500,000, determined based on total value of portfolio across all managed accounts, but the account minimum can be waived by Fortify in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated December 24, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated January 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Fortify Financial LLC
- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- February 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fortify Financial (CRD 340138): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fortify-financial-340138