AdvisorCensus / Financial advisors / Massachusetts / Boston / Flying Point Financial, Inc.
Flying Point Financial, Inc. is an SEC-registered investment advisory firm in North Andover, MA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.
Quick answers
From the filingHow is Flying Point Financial, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Flying Point Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Flying Point Financial, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated June 3, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Flying Point Financial, Inc. located?
Flying Point Financial, Inc.'s principal office is in North Andover, MA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Flying Point Financial, Inc. registered with the SEC or a state?
Flying Point Financial, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 107915.
How much does Flying Point Financial, Inc. manage?
Flying Point Financial, Inc. reports $206,723,000 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (97% discretionary).
How have Flying Point Financial, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Flying Point Financial, Inc.: Regulatory assets under management: $142,000,000 in the October 2021 data and $206,723,000 in the October 2026 data, up 46%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Flying Point Financial, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); high net worth individuals (79).
Which custodians does Flying Point Financial, Inc. use?
Flying Point Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James Financial Services, Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Flying Point Financial, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107915
Does Flying Point Financial, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated June 3, 2026 says: "As a condition for starting and maintaining an investment management relationship, we generally impose a minimum portfolio size of $500,000." "The Firm, in its sole discretion, may waive this minimum based on the needs of the client and the complexity of the situation."
What changed in Flying Point Financial, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $184,000,000 to $206,723,000 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
Wealth Management fees are charged an annual fee ranging from 0.50% to 1.50% depending on the total assets under management, portfolio composition, and complexity of the case.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
As a condition for starting and maintaining an investment management relationship, we generally impose a minimum portfolio size of $500,000.
The Firm, in its sole discretion, may waive this minimum based on the needs of the client and the complexity of the situation.
As stated in the firm's Form ADV Part 2A brochure dated June 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$206,723,000 as of October 2026, filing dated September 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2015 (11 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $206,723,000 | 4 | September 1, 2026 |
| October 2025 | $184,000,000 | 5 | February 4, 2025 |
| October 2024 | $168,520,000 | 5 | August 30, 2024 |
| October 2023 | $145,240,000 | 5 | March 2, 2023 |
| October 2022 | $166,000,000 | 5 | February 22, 2022 |
| October 2021 | $142,000,000 | 5 | February 11, 2021 |
Regulatory assets under management: $142,000,000 in the October 2021 data and $206,723,000 in the October 2026 data, up 46%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $184,000,000 to $206,723,000 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Flying Point Financial, Inc. (CRD 107915): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/flying-point-financial-inc-north-andover-ma-107915