AdvisorCensus / Financial advisors / Florida / Miami / Florida Atlantic Securities Corp.
Florida Atlantic Securities Corp. is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 22, 2026.
Quick answers
From the filingHow is Florida Atlantic Securities Corp. compensated?
On its Form ADV (Item 5.E, October 2026), Florida Atlantic Securities Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
What does Florida Atlantic Securities Corp.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated June 30, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Florida Atlantic Securities Corp. located?
Florida Atlantic Securities Corp.'s principal office is in Miami, FL, according to its Form ADV.
Is Florida Atlantic Securities Corp. registered with the SEC or a state?
Florida Atlantic Securities Corp. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 43272.
How much does Florida Atlantic Securities Corp. manage?
Florida Atlantic Securities Corp. reports $590,035,263 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).
What types of clients does Florida Atlantic Securities Corp. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (21); charitable organizations (5).
Which custodians does Florida Atlantic Securities Corp. use?
Florida Atlantic Securities Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.
Does Florida Atlantic Securities Corp. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/43272
What changed in Florida Atlantic Securities Corp.'s recent Form ADV filings?
In the September 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 2% a year (a range, as the brochure states it)
The brochure's wording
FASC will charge a management fee between .25% and 2.00% per annum based on the percentage of the fair market value of the assets/account value according to the fee agreed to in the investment management agreement .
As stated in the firm's Form ADV Part 2A brochure dated June 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$590,035,263 as of October 2026, filing dated July 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Newly registered with the SEC.
- August 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Florida Atlantic Securities Corp. (CRD 43272): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/florida-atlantic-securities-corp-miami-fl-43272