AdvisorCensus / Financial advisors / Colorado / Boulder / Financial Steward Associates, LLC
Financial Steward Associates, LLC is a state-registered investment advisory firm in Boulder, CO, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated January 17, 2026.
Quick answers
From the filingHow is Financial Steward Associates, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Financial Steward Associates, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).
Where is Financial Steward Associates, LLC located?
Financial Steward Associates, LLC's principal office is in Boulder, CO, according to its Form ADV.
Is Financial Steward Associates, LLC registered with the SEC or a state?
Financial Steward Associates, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 110594.
How have Financial Steward Associates, LLC's assets and staff changed since 2022?
In the Form ADV data for Financial Steward Associates, LLC: Regulatory assets under management: $194,976,221 in the October 2022 data and $218,042,812 in the October 2024 data, up 12%. Total employees: 8 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Financial Steward Associates, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110594
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Other
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 3 | January 17, 2026 |
| October 2024 | $218,042,812 | 7 | February 26, 2024 |
| October 2023 | $196,113,261 | 7 | April 3, 2023 |
| October 2022 | $194,976,221 | 8 | August 15, 2022 |
Regulatory assets under management: $194,976,221 in the October 2022 data and $218,042,812 in the October 2024 data, up 12%.
Total employees: 8 in October 2022 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Financial Steward Associates, LLC (CRD 110594): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/financial-steward-associates-llc-boulder-co-110594