AdvisorCensus by AdvisorSEO Max

AdvisorCensus / Financial advisors / Tennessee / Nashville / Financial Junk, LLC

Financial Junk, LLC

Brentwood, TNExempt reporting adviserCRD 167502

Filed as FINANCIAL JUNK, LLC

Financial Junk, LLC is an exempt reporting adviser in Brentwood, TN, filing reports since 2013. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

13 years
reporting since 2013
Not reported
assets under management
Not reported
compensation
None
disclosure items (Item 11)

Quick answers

From the filing

Where is Financial Junk, LLC located?

Financial Junk, LLC's principal office is in Brentwood, TN, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F).

How does Financial Junk, LLC report to regulators?

Financial Junk, LLC is an exempt reporting adviser, filing reports since 2013. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 167502.

Does Financial Junk, LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167502

What changed in Financial Junk, LLC's recent Form ADV filings?

In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

Not reported.

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

Not reported.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Not reported.

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Not reported.

Registration and firm details

Items 1, 2, 5
Reporting status
Exempt reporting adviser. Status as filed: ERA - Active.
Reporting since
2013 (13 years)
Employees
Total: Not reported. Performing investment advisory functions: Not reported.
Wrap fee program participation
Not reported.
Other offices (Schedule D, Section 1.F)
1 other office, as of the May 2025 filing
Brentwood, TN
States registered or notice-filed
Not reported.

Exempt reporting advisers file a shorter form and are examined by no regulator on a routine schedule. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
Data periodAssets under managementEmployeesFiling dated
October 2026Not reportedNot reportedJuly 30, 2026
October 2025Not reportedNot reportedApril 2, 2025
October 2024Not reportedNot reportedFebruary 13, 2024
October 2023Not reportedNot reportedFebruary 23, 2023
October 2022Not reportedNot reportedFebruary 9, 2022
October 2021Not reportedNot reportedFebruary 8, 2021

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months
  1. August 2026
    • Updated its list of owners and control persons (Schedule A).
  2. April 2026
    • No longer lists an office in Brentwood, TN.
    • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Financial Junk, LLC (CRD 167502): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/financial-junk-llc-brentwood-tn-167502