AdvisorCensus / Financial advisors / Nebraska / Omaha / Financial Design Group, LLC
Financial Design Group, LLC is an SEC-registered investment advisory firm in Lavista, NE, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.
Quick answers
From the filingHow is Financial Design Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Financial Design Group, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Financial Design Group, LLC located?
Financial Design Group, LLC's principal office is in Lavista, NE, according to its Form ADV.
Is Financial Design Group, LLC registered with the SEC or a state?
Financial Design Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316103.
How much does Financial Design Group, LLC manage?
Financial Design Group, LLC reports $113,390,453 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).
What types of clients does Financial Design Group, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (175); high net worth individuals (28); pension and profit sharing plans (but not the plan participants or government pension plans) (7).
Which custodians does Financial Design Group, LLC use?
Financial Design Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.
Does Financial Design Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316103
Does Financial Design Group, LLC state an account minimum?
Its Form ADV Part 2A brochure dated January 6, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by Financial Design Group. However, all clients are required to execute an agreement for services in order to establish a client arrangement with Financial Design Group."
What changed in Financial Design Group, LLC's recent Form ADV filings?
In the December 2025 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There are no minimum investment amounts or conditions required for establishing an account managed by Financial Design Group. However, all clients are required to execute an agreement for services in order to establish a client arrangement with Financial Design Group.
As stated in the firm's Form ADV Part 2A brochure dated January 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$113,390,453 as of October 2026, filing dated January 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Financial Design Group, LLC (CRD 316103): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/financial-design-group-llc-lavista-ne-316103