AdvisorCensus / Financial advisors / New York / New York / Fieldstone Money Management, Inc.
Fieldstone Money Management, Inc. is a state-registered investment advisory firm in Croton on Hudson, NY, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Fieldstone Money Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Fieldstone Money Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
Where is Fieldstone Money Management, Inc. located?
Fieldstone Money Management, Inc.'s principal office is in Croton on Hudson, NY, according to its Form ADV.
Is Fieldstone Money Management, Inc. registered with the SEC or a state?
Fieldstone Money Management, Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 126510.
How much does Fieldstone Money Management, Inc. manage?
Fieldstone Money Management, Inc. reports $9,700,316 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
What types of clients does Fieldstone Money Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (6).
Does Fieldstone Money Management, Inc. report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126510
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$9,700,316 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2018 (8 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.G Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fieldstone Money Management, Inc. (CRD 126510): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fieldstone-money-management-inc-croton-on-hudson-ny-126510