Fiduciary Capital Management LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated August 13, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$149,815,715 as of October 2026, filing dated September 5, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops
• Other

Also doing business as

FIDUCIARY CM

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2026 (0 years)

Employees

Total: 12. Performing investment advisory functions: 10.

Wrap fee program participation

Yes.

States registered or notice-filed

22 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

1. October 2026
   • Registered or notice-filed in VA.
2. August 2026
   • Registered or notice-filed in MI.
3. July 2026
   • Employees performing advisory functions went from 6 to 10.
   • Regulatory assets under management went from $52,451,860 to $149,159,124 (+184%).
   • Registered or notice-filed in CO, CT, GA, IL, LA, MN.
4. June 2026
   • Regulatory assets under management went from $142,451,860 to $52,451,860 (-63%).
5. May 2026
   • Employees performing advisory functions went from 1 to 6.
   • Regulatory assets under management went from $5,000 to $142,451,860 (+2848937%).
   • Registered or notice-filed in ID, IN, NC, OH, PR, UT.
6. April 2026
   • Newly registered with the SEC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.