AdvisorCensus / Financial advisors / Colorado / Denver / FI401K Advisors
FI401K Advisors is an SEC-registered investment advisory firm in Centennial, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.
Quick answers
From the filingHow is FI401K Advisors compensated?
On its Form ADV (Item 5.E, October 2026), FI401K Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is FI401K Advisors located?
FI401K Advisors' principal office is in Centennial, CO, according to its Form ADV.
Is FI401K Advisors registered with the SEC or a state?
FI401K Advisors is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168408.
How much does FI401K Advisors manage?
FI401K Advisors reports $914,955,513 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (74% discretionary).
How have FI401K Advisors' assets and staff changed since 2021?
In the Form ADV data for FI401K Advisors: Regulatory assets under management: $801,671,314 in the October 2021 data and $914,955,513 in the October 2026 data, up 14%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does FI401K Advisors serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (305).
Which custodians does FI401K Advisors use?
FI401K Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Matrix Trust Company, Mid Atlantic Trust Company and Reliance Trust as custodians holding 10% or more of its separately managed account assets.
Does FI401K Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168408
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated January 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$914,955,513 as of October 2026, filing dated January 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- FI401K Advisors, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
22 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $914,955,513 | 2 | January 30, 2026 |
| October 2025 | $849,723,671 | 2 | January 29, 2025 |
| October 2024 | $786,915,319 | 2 | January 30, 2024 |
| October 2023 | $803,098,032 | 2 | January 31, 2023 |
| October 2022 | $963,590,000 | 2 | January 28, 2022 |
| October 2021 | $801,671,314 | 2 | January 29, 2021 |
Regulatory assets under management: $801,671,314 in the October 2021 data and $914,955,513 in the October 2026 data, up 14%.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. FI401K Advisors (CRD 168408): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fi401k-advisors-centennial-co-168408