AdvisorCensus / Financial advisors / Connecticut / Bridgeport / Fairlead Asset Management LLC
Fairlead Asset Management LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.
Quick answers
From the filingHow is Fairlead Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Fairlead Asset Management LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Fairlead Asset Management LLC located?
Fairlead Asset Management LLC's principal office is in Greenwich, CT, according to its Form ADV.
Is Fairlead Asset Management LLC registered with the SEC or a state?
Fairlead Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297384.
How much does Fairlead Asset Management LLC manage?
Fairlead Asset Management LLC reports $271,599,260 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).
How have Fairlead Asset Management LLC's assets and staff changed since 2022?
In the Form ADV data for Fairlead Asset Management LLC: Regulatory assets under management: $0 in the October 2022 data and $271,599,260 in the October 2026 data. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Fairlead Asset Management LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Fairlead Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297384
What changed in Fairlead Asset Management LLC's recent Form ADV filings?
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 5, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$271,599,260 as of October 2026, filing dated August 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Also doing business as
- FAIRLEAD STRATEGIES
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $271,599,260 | 4 | August 5, 2026 |
| October 2025 | $215,356,115 | 4 | January 16, 2025 |
| October 2024 | $209,000,000 | 5 | March 13, 2024 |
| October 2023 | $192,000,000 | 4 | July 20, 2023 |
| October 2022 | $0 | 3 | March 25, 2022 |
Regulatory assets under management: $0 in the October 2022 data and $271,599,260 in the October 2026 data.
Total employees: 3 in October 2022 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Added the business name Fairlead Strategies.
- Employees performing advisory functions went from 4 to 3.
- March 2026
- Changed its legal name from Fairlead Strategies, LLC to Fairlead Asset Management LLC.
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Regulatory assets under management went from $215,356,115 to $271,599,260 (+26%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fairlead Asset Management LLC (CRD 297384): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fairlead-asset-management-llc-greenwich-ct-297384