AdvisorCensus / Financial advisors / Florida / Tampa / FAI Capital Management
FAI Capital Management
Filed as FAI CAPITAL MANAGEMENT · Legal name FAI Capital Management, Inc.
FAI Capital Management is an SEC-registered investment advisory firm in Tampa, FL, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 8, 2026.
Quick answers
From the filingHow is FAI Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), FAI Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is FAI Capital Management located?
FAI Capital Management's principal office is in Tampa, FL, according to its Form ADV.
Is FAI Capital Management registered with the SEC or a state?
FAI Capital Management is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147025.
How much does FAI Capital Management manage?
FAI Capital Management reports $842,109,549 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (0% discretionary).
How have FAI Capital Management's assets and staff changed since 2021?
In the Form ADV data for FAI Capital Management: Regulatory assets under management: $331,626,230 in the October 2021 data and $842,109,549 in the October 2026 data, up 154%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does FAI Capital Management serve?
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (7).
Does FAI Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147025
What changed in FAI Capital Management's recent Form ADV filings?
In the October 2026 filing data: Changed its legal name from FAI Capital Management to FAI Capital Management, Inc..
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 26, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$842,109,549 as of October 2026, filing dated September 8, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- FAI Capital Management, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2008 (17 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $842,109,549 | 5 | September 8, 2026 |
| October 2025 | $883,886,188 | 5 | March 5, 2025 |
| October 2024 | $1,268,000,000 | 5 | January 29, 2024 |
| October 2023 | $914,830,661 | 5 | March 14, 2023 |
| October 2022 | $564,906,069 | 5 | March 9, 2022 |
| October 2021 | $331,626,230 | 5 | March 15, 2021 |
Regulatory assets under management: $331,626,230 in the October 2021 data and $842,109,549 in the October 2026 data, up 154%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Changed its legal name from FAI Capital Management to FAI Capital Management, Inc..
- September 2026
- Registered or notice-filed in CA, LA, TN.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. FAI Capital Management (CRD 147025): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fai-capital-management-tampa-fl-147025