AdvisorCensus / Financial advisors / Massachusetts / Boston / Exchange Place Advisors, LLC
Exchange Place Advisors, LLC
Filed as EXCHANGE PLACE ADVISORS, LLC
Exchange Place Advisors, LLC is an SEC-registered investment advisory firm in Sudbury, MA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Exchange Place Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Exchange Place Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Exchange Place Advisors, LLC charge?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it); Flat fee: $1,000 to $5,000 (financial planning and consulting services); Hourly rate: $250 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Exchange Place Advisors, LLC located?
Exchange Place Advisors, LLC's principal office is in Sudbury, MA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Exchange Place Advisors, LLC registered with the SEC or a state?
Exchange Place Advisors, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 125240.
How much does Exchange Place Advisors, LLC manage?
Exchange Place Advisors, LLC reports $379,715,479 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
How have Exchange Place Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Exchange Place Advisors, LLC: Regulatory assets under management: $262,929,898 in the October 2021 data and $379,715,479 in the October 2026 data, up 44%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Exchange Place Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (92).
Which custodians does Exchange Place Advisors, LLC use?
Exchange Place Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.
Does Exchange Place Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125240
What changed in Exchange Place Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.2% to 1% a year (a range, as the brochure states it)
The brochure's wording
The annual fee varies (between 0.20% and 1.00%) depending upon the market value of the assets under management and the type of investment management services to be rendered.
Flat fee: $1,000 to $5,000 (financial planning and consulting services)
The brochure's wording
These fees are negotiable, but generally range from $1,000 to $5,000 on a fixed fee basis and/or $250 on an hourly rate basis, depending upon the level and scope of the services
Hourly rate: $250 an hour (financial planning and/or consulting services)
The brochure's wording
These fees are negotiable, but generally range from $1,000 to $5,000 on a fixed fee basis and/or $250 on an hourly rate basis, depending upon the level and scope of the services
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$379,715,479 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $379,715,479 | 3 | March 25, 2026 |
| October 2025 | $354,041,953 | 3 | March 19, 2025 |
| October 2024 | $308,908,738 | 3 | September 30, 2024 |
| October 2023 | $270,009,175 | 3 | March 8, 2023 |
| October 2022 | $293,153,209 | 3 | March 22, 2022 |
| October 2021 | $262,929,898 | 3 | February 17, 2021 |
Regulatory assets under management: $262,929,898 in the October 2021 data and $379,715,479 in the October 2026 data, up 44%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in SC.
- February 2026
- Registered or notice-filed in CA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Exchange Place Advisors, LLC (CRD 125240): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/exchange-place-advisors-llc-sudbury-ma-125240