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Ethos Investment Advisory Group LLC
Filed as ETHOS INVESTMENT ADVISORY GROUP LLC
Ethos Investment Advisory Group LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.
Quick answers
From the filingHow is Ethos Investment Advisory Group LLC compensated?
On its Form ADV (Item 5.E, October 2026), Ethos Investment Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management.
What does Ethos Investment Advisory Group LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 13, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Ethos Investment Advisory Group LLC located?
Ethos Investment Advisory Group LLC's principal office is in Miami, FL, according to its Form ADV.
Is Ethos Investment Advisory Group LLC registered with the SEC or a state?
Ethos Investment Advisory Group LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343593.
How much does Ethos Investment Advisory Group LLC manage?
Ethos Investment Advisory Group LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 13, 2026.
Does Ethos Investment Advisory Group LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343593
Does Ethos Investment Advisory Group LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 13, 2026 says: "Ethos generally does not impose a minimum relationship size; however, its services are generally tailored to high-net-worth families and related individuals."
What changed in Ethos Investment Advisory Group LLC's recent Form ADV filings?
In the September 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 1% a year (a range, as the brochure states it)
The brochure's wording
Wealth management fees are range from 0.25% to 1.00% annually, based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.
Account minimum: None
The brochure's wording
Ethos generally does not impose a minimum relationship size; however, its services are generally tailored to high-net-worth families and related individuals.
As stated in the firm's Form ADV Part 2A brochure dated August 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated August 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ethos Investment Advisory Group LLC (CRD 343593): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ethos-investment-advisory-group-llc-miami-fl-343593