AdvisorCensus / Financial advisors / Espresso Capital Advisors Inc.
Espresso Capital Advisors Inc. is an SEC-registered investment advisory firm in Toronto, On, Canada, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Espresso Capital Advisors Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Espresso Capital Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Espresso Capital Advisors Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Espresso Capital Advisors Inc. located?
Espresso Capital Advisors Inc.'s principal office is in Toronto, On, Canada, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Espresso Capital Advisors Inc. registered with the SEC or a state?
Espresso Capital Advisors Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326743.
How have Espresso Capital Advisors Inc.'s assets and staff changed since 2023?
In the Form ADV data for Espresso Capital Advisors Inc.: Total employees: 34 in October 2023 and 41 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Espresso Capital Advisors Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326743
What changed in Espresso Capital Advisors Inc.'s recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 24 to 28.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 2% a year (a range, as the brochure states it)
The brochure's wording
In most cases, the General Partner or its affiliate (including ECA) is entitled to receive from each Investment Fund, an annual management fee (the “Management Fee”), which ranges from 1.0% - 2.0% of the net asset value of the relevant class of interest in the Investment Fund
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 41. Performing investment advisory functions: 28.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 41 | March 30, 2026 |
| October 2025 | Not reported | 41 | April 29, 2025 |
| October 2024 | Not reported | 46 | March 28, 2024 |
| October 2023 | Not reported | 34 | August 29, 2023 |
Total employees: 34 in October 2023 and 41 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 24 to 28.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Espresso Capital Advisors Inc. (CRD 326743): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/espresso-capital-advisors-inc-toronto-on-326743