AdvisorCensus / Financial advisors / Emerald Research Corp.
Emerald Research Corp.
Filed as EMERALD RESEARCH CORP. · Legal name Emerald Research Corporation
Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.
Quick answers
From the filingHow is Emerald Research Corp. compensated?
On its Form ADV (Item 5.E, October 2026), Emerald Research Corp. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Emerald Research Corp. registered with the SEC or a state?
Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113918.
How much does Emerald Research Corp. manage?
Emerald Research Corp. reports $9,381,458 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).
How have Emerald Research Corp.'s assets and staff changed since 2021?
In the Form ADV data for Emerald Research Corp.: Regulatory assets under management: $5,860,581 in the October 2021 data and $9,381,458 in the October 2026 data, up 60%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Emerald Research Corp. serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Emerald Research Corp. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113918
What changed in Emerald Research Corp.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$9,381,458 as of October 2026, filing dated February 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Emerald Research Corporation
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2001 (25 years)
- Employees
- Total: 1. Performing investment advisory functions: 0.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $9,381,458 | 1 | February 17, 2026 |
| October 2025 | $8,462,294 | 1 | February 4, 2025 |
| October 2024 | $7,917,117 | 1 | February 5, 2024 |
| October 2023 | $6,271,602 | 1 | February 7, 2023 |
| October 2022 | $8,251,930 | 1 | February 9, 2022 |
| October 2021 | $5,860,581 | 1 | February 9, 2021 |
Regulatory assets under management: $5,860,581 in the October 2021 data and $9,381,458 in the October 2026 data, up 60%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Emerald Research Corp. (CRD 113918): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/emerald-research-corp-113918