AdvisorCensus / Financial advisors / New York / New York / EM Advisor
EM Advisor is an exempt reporting adviser in New York, NY, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.
Quick answers
From the filingWhere is EM Advisor located?
EM Advisor's principal office is in New York, NY, according to its Form ADV.
How does EM Advisor report to regulators?
EM Advisor is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 314402.
How have EM Advisor's assets and staff changed since 2021?
In the Form ADV data for EM Advisor: Regulatory assets under management: $178,628,577 in the October 2021 data and $153,535,597 in the October 2025 data, down 14%. Total employees: 31 in October 2021 and 34 in October 2025. Assets under management move with markets as well as with clients coming and going.
Does EM Advisor report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314402
What changed in EM Advisor's recent Form ADV filings?
In the June 2026 filing data: Moved from SEC registration to exempt reporting adviser status. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.ENot reported.
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.GNot reported.
Registration and firm details
Items 1, 2, 5- Legal name
- EM Advisor, LLC
- Reporting status
- Exempt reporting adviser. Status as filed: ERA - Active.
- Reporting since
- 2026 (0 years)
- Employees
- Total: Not reported. Performing investment advisory functions: Not reported.
- Wrap fee program participation
- Not reported.
- States registered or notice-filed
- Not reported.
Exempt reporting advisers file a shorter form and are examined by no regulator on a routine schedule. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | Not reported | May 14, 2026 |
| October 2025 | $153,535,597 | 34 | April 30, 2025 |
| October 2024 | $144,120,422 | 38 | April 8, 2024 |
| October 2023 | $339,727,848 | 38 | September 29, 2023 |
| October 2022 | $184,677,214 | 38 | September 1, 2022 |
| October 2021 | $178,628,577 | 31 | August 12, 2021 |
Regulatory assets under management: $178,628,577 in the October 2021 data and $153,535,597 in the October 2025 data, down 14%.
Total employees: 31 in October 2021 and 34 in October 2025.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Moved from SEC registration to exempt reporting adviser status.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 13 to 10.
- December 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. EM Advisor (CRD 314402): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/em-advisor-new-york-ny-314402