AdvisorCensus / Financial advisors / EKO
EKO is an SEC-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 6, 2026.
Quick answers
From the filingHow is EKO compensated?
On its Form ADV (Item 5.E, October 2026), EKO reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is EKO registered with the SEC or a state?
EKO is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313296.
How much does EKO manage?
EKO reports $74,889,305 in regulatory assets under management in its Form ADV filing dated September 6, 2026 (64% discretionary).
How have EKO's assets and staff changed since 2021?
In the Form ADV data for EKO: Regulatory assets under management: $0 in the October 2021 data and $74,889,305 in the October 2026 data. Total employees: 1 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does EKO serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (68,370).
Which custodians does EKO use?
EKO's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alpaca Securities LLC as a custodian holding 10% or more of its separately managed account assets.
Does EKO report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313296
What changed in EKO's recent Form ADV filings?
In the September 2026 filing data: Registered or notice-filed in AL, AR, IA, IL, OH, PA, UT.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$74,889,305 as of October 2026, filing dated September 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- EKO Investments Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 12. Performing investment advisory functions: 2.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
33 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $74,889,305 | 12 | September 6, 2026 |
| October 2025 | $10,125,032 | 2 | July 22, 2025 |
| October 2024 | $3,830,392 | 2 | September 16, 2024 |
| October 2023 | $10,000 | 1 | July 17, 2023 |
| October 2022 | Not reported | 1 | May 23, 2022 |
| October 2021 | $0 | 1 | September 10, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $74,889,305 in the October 2026 data.
Total employees: 1 in October 2021 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Registered or notice-filed in AL, AR, IA, IL, OH, PA, UT.
- April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $14,382,290 to $74,889,305 (+421%).
- February 2026
- Registered or notice-filed in ID, MA, ME, NE, NM, TN.
- December 2025
- Regulatory assets under management went from $10,125,032 to $14,382,290 (+42%).
- Registered or notice-filed in AZ, GA, MD.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. EKO (CRD 313296): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/eko-313296