AdvisorCensus / Financial advisors / New Mexico / Albuquerque / DXD Capital
DXD Capital is an SEC-registered investment advisory firm in Albuquerque, NM, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is DXD Capital compensated?
On its Form ADV (Item 5.E, October 2026), DXD Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is DXD Capital located?
DXD Capital's principal office is in Albuquerque, NM, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is DXD Capital registered with the SEC or a state?
DXD Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329580.
How much does DXD Capital manage?
DXD Capital reports $353,396,959 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).
How have DXD Capital's assets and staff changed since 2025?
In the Form ADV data for DXD Capital: Regulatory assets under management: $294,719,474 in the October 2025 data and $353,396,959 in the October 2026 data, up 20%. Total employees: 29 in October 2025 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does DXD Capital serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21).
Does DXD Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329580
What changed in DXD Capital's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $294,719,474 to $353,396,959 (+20%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$353,396,959 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- DXD SS Fund Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 27. Performing investment advisory functions: 15.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the October 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $353,396,959 | 27 | September 2, 2026 |
| October 2025 | $294,719,474 | 29 | July 21, 2025 |
Regulatory assets under management: $294,719,474 in the October 2025 data and $353,396,959 in the October 2026 data, up 20%.
Total employees: 29 in October 2025 and 27 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $294,719,474 to $353,396,959 (+20%).
- Updated its list of owners and control persons (Schedule A).
- January 2026
- No longer registered or notice-filed in DE.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. DXD Capital (CRD 329580): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dxd-capital-albuquerque-nm-329580