AdvisorCensus / Financial advisors / Pennsylvania / Pittsburgh / Defiant Capital Group

Defiant Capital Group

Warrendale, PAState-registered investment adviserCRD 309626

Filed as DEFIANT CAPITAL GROUP · Legal name Defiant Capital Group LLC

Defiant Capital Group is a state-registered investment advisory firm in Warrendale, PA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 19, 2026.

6 years

registered since 2020

$49,804,697

assets under management

3 arrangements

Percentage of assets, Fixed fees and more

None

disclosure items (Item 11)

Quick answers

From the filing

How is Defiant Capital Group compensated?

On its Form ADV (Item 5.E, October 2026), Defiant Capital Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

Where is Defiant Capital Group located?

Defiant Capital Group's principal office is in Warrendale, PA, according to its Form ADV.

Is Defiant Capital Group registered with the SEC or a state?

Defiant Capital Group is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309626.

How much does Defiant Capital Group manage?

Defiant Capital Group reports $49,804,697 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (100% discretionary).

What types of clients does Defiant Capital Group serve?

By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (15); pooled investment vehicles (other than investment companies and business development companies) (6).

Does Defiant Capital Group report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309626

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

A percentage of assets under your management
Fixed fees (other than subscription fees)
Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

$49,804,697

$49,804,697 as of October 2026, filing dated August 19, 2026.

Discretionary: $49,804,697.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Individuals (other than high net worth individuals)

Clients 15 Assets $6,492,673 (13%)

High net worth individuals

Clients 25 Assets $31,175,830 (63%)

Banking or thrift institutions

Clients 0 Assets $0 (0%)

Investment companies

Clients 0 Assets $0 (0%)

Business development companies

Clients 0 Assets $0 (0%)

Pooled investment vehicles (other than investment companies and business development companies)

Clients 6 Assets $12,103,430 (24%)

Pension and profit sharing plans (but not the plan participants or government pension plans)

Clients 0 Assets $0 (0%)

Charitable organizations

Clients Fewer than 5 Assets $32,764 (0%)

State or municipal government entities (including government pension plans)

Clients 0 Assets $0 (0%)

Other investment advisers

Clients Fewer than 5 Assets $0 (0%)

Insurance companies

Clients 0 Assets $0 (0%)

Sovereign wealth funds and foreign official institutions

Clients 0 Assets $0 (0%)

Corporations or other businesses not listed above

Clients 0 Assets $0 (0%)

Other

Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles (other than investment companies)
Portfolio management for businesses (other than small businesses) or institutional clients
Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5

Legal name: Defiant Capital Group LLC
Registration: State-registered investment adviser. Status as filed: APPROVED.
Registered since: 2020 (6 years)
Employees: Total: 3. Performing investment advisory functions: 2.
Wrap fee program participation: No.
States registered or notice-filed: 1 state or jurisdiction

PA

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

defiantcap.comdefiantcg.commedium.com/@defiantcapital

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Defiant Capital Group (CRD 309626): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/defiant-capital-group-warrendale-pa-309626