AdvisorCensus / Financial advisors / Florida / Miami / Defiance ETFS, LLC
Defiance ETFS, LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 6, 2026.
Quick answers
From the filingHow is Defiance ETFS, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Defiance ETFS, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Defiance ETFS, LLC located?
Defiance ETFS, LLC's principal office is in Miami, FL, according to its Form ADV.
Is Defiance ETFS, LLC registered with the SEC or a state?
Defiance ETFS, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294410.
How much does Defiance ETFS, LLC manage?
Defiance ETFS, LLC reports $3,863,075,392 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (100% discretionary).
How have Defiance ETFS, LLC's assets and staff changed since 2021?
In the Form ADV data for Defiance ETFS, LLC: Regulatory assets under management: $1,300,000,000 in the October 2021 data and $3,863,075,392 in the October 2026 data, up 197%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Defiance ETFS, LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (4).
Does Defiance ETFS, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294410
What changed in Defiance ETFS, LLC's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$3,863,075,392 as of October 2026, filing dated July 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Also doing business as
- DEFIANCE INVESTMENTS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 7. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,863,075,392 | 7 | July 6, 2026 |
| October 2025 | $1,443,505,253 | 5 | May 13, 2025 |
| October 2024 | $850,000,000 | 4 | March 21, 2024 |
| October 2023 | $882,000,000 | 4 | August 9, 2023 |
| October 2022 | $1,500,000,000 | 12 | July 7, 2022 |
| October 2021 | $1,300,000,000 | 7 | March 30, 2021 |
Regulatory assets under management: $1,300,000,000 in the October 2021 data and $3,863,075,392 in the October 2026 data, up 197%.
Total employees: 7 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $3,148,188,057 to $3,863,075,392 (+23%).
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Regulatory assets under management went from $1,443,505,253 to $3,148,188,057 (+118%).
- Updated its list of owners and control persons (Schedule A).
- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Defiance ETFS, LLC (CRD 294410): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/defiance-etfs-llc-miami-fl-294410