AdvisorCensus / Financial advisors / New York / New York / Dawson Partners
Dawson Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.
Quick answers
From the filingHow is Dawson Partners compensated?
On its Form ADV (Item 5.E, October 2026), Dawson Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Dawson Partners located?
Dawson Partners' principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Dawson Partners registered with the SEC or a state?
Dawson Partners is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 339430.
How much does Dawson Partners manage?
Dawson Partners reports $999,148,689 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).
What types of clients does Dawson Partners serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).
Does Dawson Partners report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339430
What changed in Dawson Partners' recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 58 to 60.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated February 6, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$999,148,689 as of October 2026, filing dated June 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Dawson Partners (US) Inc.
- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 231. Performing investment advisory functions: 60.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the July 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 58 to 60.
- February 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Dawson Partners (CRD 339430): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dawson-partners-new-york-ny-339430