AdvisorCensus / Financial advisors / Arizona / Phoenix / Curafin Advisors
Curafin Advisors is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.
Quick answers
From the filingHow is Curafin Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Curafin Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Curafin Advisors located?
Curafin Advisors' principal office is in Phoenix, AZ, according to its Form ADV.
Is Curafin Advisors registered with the SEC or a state?
Curafin Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329091.
How much does Curafin Advisors manage?
Curafin Advisors reports $748,375,338 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).
How have Curafin Advisors' assets and staff changed since 2024?
In the Form ADV data for Curafin Advisors: Regulatory assets under management: $229,211,703 in the October 2024 data and $748,375,338 in the October 2026 data, up 226%. Total employees: 6 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Curafin Advisors serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (96); pooled investment vehicles (other than investment companies and business development companies) (15).
Does Curafin Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329091
Does Curafin Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 4, 2026 says: "CuraFin Advisors typically requires Plan Clients to place at least $1,000,000 under the Firm's management as a condition to establishing an advisory relationship."
What changed in Curafin Advisors' recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $448,430,226 to $748,375,338 (+67%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000
The brochure's wording
CuraFin Advisors typically requires Plan Clients to place at least $1,000,000 under the Firm's management as a condition to establishing an advisory relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$748,375,338 as of October 2026, filing dated March 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Curafin Advisors, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $748,375,338 | 6 | March 4, 2026 |
| October 2025 | $448,430,226 | 6 | March 19, 2025 |
| October 2024 | $229,211,703 | 6 | June 10, 2024 |
Regulatory assets under management: $229,211,703 in the October 2024 data and $748,375,338 in the October 2026 data, up 226%.
Total employees: 6 in October 2024 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $448,430,226 to $748,375,338 (+67%).
- December 2025
- Registered or notice-filed in CA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Curafin Advisors (CRD 329091): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/curafin-advisors-phoenix-az-329091